- Always deal with the market intermediaries registered with SEBI / stock exchanges
- There are no guaranteed returns on investment in the stock market.
- Maintain a regular monitor on your Trading and Depository account.
- Peruse each transaction in your account and verify that each is carried out as per the instructions only.
- Call on the landline numbers of your local branch/HO and give clear and unambiguous instructions while placing orders over the phone.
- Maintain secrecy of your password in case of Internet Trading, since you are solely responsible for all transactions effected from its usage.. The password should be istinct & periodically changed to ensure security.
- Intimate any change in KYC details and verify it is properly updated.
- Do not reveal your trading password to anyone.
- Do not fall in any kind of promises made about assured returns by our employees or Sub brokers or Marketing Associates.
- They are not authorized or qualified to give such promises.
- Do not sign blank Delivery Instruction Slips (DIS) issued for Depository transactions and hand over to anyone.
- Do not participate in any market manipulation activities.
- Do not give any cash for settlement of trading activities.
- Don't fall prey to promises of guaranteed returns.
- Prevent Unauthorised transactions in your account --> Update your mobile numbers/email IDs with your Stock Brokers/Depository Participant.
- Receive information of your transactions directly from Exchange/CDSL on your mobile/email at the end of the day .......... Issued in the interest of investors.
- KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary
- No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.
- KINDLY LINK AADHAAR WITH YOUR TRADING AND DEMAT ACCOUNTS IMMEDIATELY !
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